ASIC and the importance of “Culture” at AFS institutions. – Compliance National

ASIC and the importance of “Culture” at AFS institutions.

A recent speech by ASIC Commissioner Price highlights the need for a culture of customer satisfaction and a strong culture of compliance. This is an edited excerpt from a speech by John Price, Commissioner, Australian Securities and Investments Commission, 21 … Continue reading ASIC and the importance of “Culture” at AFS institutions.