Sequence.js Preloading IndicatorThree orange dots increasing in size from left to right

AFSL Compliance Specialists

Compliance National is Australia’s leading provider of robust supervisory services to the financial services industry. The CN team of advanced tertiary qualified professionals offers a complete supervisory service to ensure you remain strictly compliant with ASIC’s requirements and with the Financial Services laws of Australia. CN utilizes the latest technology to ensure that the activities of all authorised representatives are monitored and supervised 24/7.

Latest from the Blog

Financial Services Australia Update
| |

  In the media ASIC bans Perth advisor for five years ASIC – 23 February 2018 – The Australian Securities and Investments Commission (ASIC) has banned Perth-based financial adviser Philip Leake from providing... Read More

AFSL’s must prioritise cyber-resilience NOW !
| |

In one weekend earlier this year, the world was subject to an “unprecedented” cyber-attack which is reported to have affected approximately 200,000 users in 150 countries. The “WannaCry” attack combined ransomware with a... Read More