Drawing from its range of professionals qualified in Law, Business and Psychology, CN provides the type of mentoring and compliance culture fostering that would be expected from Australia’s most qualified and experienced AFSL Compliance Firm. Through regular seminars, training programs and one on one mentoring, CN has the reputation that other smaller firms envy.
At CN, we pride ourselves in providing a total, specialist service to all AFSL holders and to those businesses that are Authorised Representatives of those Licensees.
Regulatory Compliance burdens are increasing and the role of an AFSL holder and supervision of those authorised representatives are more than ever, carefully policed by ASIC and other regulatory agencies. The need for strong and comprehensive supervision of authorised representatives is paramount in this ever increasing regulatory environment. CN has developed and implemented the most comprehensive and exacting regulatory compliance program yet devised. The Compliance program currently in place across a number of Authorised Representatives businesses is a unique blend of commercial reality and strict compliance with all statutory obligations. This has been achieved by drawing on the range of tertiary and business experience that the staff at CN has.